R2999,00
The Essential FSP Compliance Policies Bundle gives South African FSPs a practical set of core FAIS, FICA, conduct, continuity and disclosure templates in one downloadable pack.
Description
Essential FSP Compliance Policies Bundle for FSPs
The Essential FSP Compliance Policies Bundle is a downloadable template pack for Financial Services Providers that need core compliance policies, procedures and implementation tools for FAIS, FICA, representative oversight, conflicts of interest, continuity planning and client disclosures.
This bundle includes editable templates for debarment, supervision, conflict of interest management, business continuity, disaster recovery, basic FIC RMCP controls, succession planning, remuneration governance, financial recovery planning and FAIS statutory disclosures.
You may also view our FAIS Debarment Policy and Procedure Pack, Conflict of Interest Management Policy and FICA RMCP Template and Annexure Pack.
For official regulatory information, visit the FSCA FAIS page and the Financial Intelligence Centre website.
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