R100,00
A professional FAIS Statutory Disclosure Notice template for authorised FSPs.
Ideal for client onboarding packs and disclosure files, this editable document helps you present key statutory information clearly and professionally, with reference to disclosure requirements under the FAIS Act 37 of 2002.
Description
FAIS Disclosure Template for Authorised FSPs
This editable client-facing document is designed for authorised Financial Services Providers that need a clear and professional way to disclose key business, licensing and compliance information. It works well in onboarding packs, client files and compliance records, and can be used alongside your broader documentation from Nkwali Compliance Consultants.
What this product is
A ready-to-use disclosure document created for financial services providers that need a polished and practical client-facing template.
Who it is for
Suitable for brokers, advisers, intermediaries, funeral insurance businesses, key individuals and other authorised FSPs that need a reliable disclosure document for client use.
Why it matters
Many businesses still use outdated or incomplete disclosure wording. This template helps improve presentation, consistency and client confidence.
What is included
This template helps you present the types of information clients generally expect when dealing with an authorised financial services provider. It provides a strong structure that can be tailored to your own business details.
Key sections covered
- FSP status and licence details
- FSP and key individual contact details
- Product supplier or insurer information
- Professional indemnity insurance disclosure
- Complaints procedure wording
- Conflict of interest disclosure
Additional information included
- Compliance officer and compliance practice details
- FAIS Ombud and insurance ombud contact details
- Waiver of rights wording
- A clean structure for client-facing use
- A practical format that is easy to customise
Professional presentation
This template helps you move away from generic disclosure wording and gives you a cleaner, more professional document for client use.
Easy to customise
You can insert your own FSP name, licence number, key individual details, product providers, complaints contacts and compliance particulars to suit your business.
Supports trust and transparency
Clear disclosure documents help clients understand who they are dealing with, what services you are authorised to provide and where they can turn if they need assistance or want to complain.
Helpful references
For background, you can read the Financial Advisory and Intermediary Services Act and visit the FAIS Ombud website. You can also contact us if you need help with implementation or would like support with other compliance documents.
Improve your client-facing disclosure documents
Add this template to your compliance toolkit and present your business information with greater clarity, structure and professionalism. You can also explore more support from Nkwali Compliance Consultants.
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